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Ethics Discussed at International Workshop on Ethics, Health Policy and Epidemiology

Approximately 80 epidemiologists and other colleagues from 25 countries attended a workshop sandwiched between the recent meetings of the American College of Epidemiology and the International Epidemiological Association in Los Angeles in August. The workshop was attended by representatives of the Council for International Organizations of Medical Sciences (CIOMS), an arm of the World Health Organization (WHO), which has been asked by its parent organization to develop proposed International Guidelines for Epidemiological Practice and Research.

This WHO request was prompted by the Global Program on AIDS which has had to confront such questions as: Can you do seroprevalence studies?; Can data be disassociated from the individual?; and Can you do tests on samples without consent? The AIDS program “has probed the limits of conventional ethics,” according to Bernard Dickens a University of Toronto law professor and CIOMS representative.

Previous documents on ethics such as those developed at Nuremberg and Helsinki have focused on ethics as it relates to individuals. The AIDS problems have highlighted the need for ethics guidelines focusing on the rights of groups and what constitutes ethical behavior from a public health perspective. A CIOMS working group chaired by Jack Bryant from Aga Kahn University in Karachi is scheduled to meet in early November to tackle these issues.

The workshop in August was meant to provide useful information for the CIOMS exercise by allowing CIOMS representatives to hear first hand what are the concerns and experiences of working epidemiologists from the field. The workshop discussions were focused on four broad topics--surveillance, data ownership and conflicts of interest, moral obligations of epidemiologists, and guidelines on ethics for epidemiologists.

Data Access

The session on surveillance included eight different speakers and several points were made during the presentations and discussion period. Dr. Westrin from Sweden expressed concern about the growing trend in Europe to restrict access to data for confidentiality reasons. He cited examples of long term prospective studies being terminated, case registers being closed down, and increasing refusals in surveys to illustrate how the concern over privacy protection is creating “heavy losses to society for public health.” Dr. Westrin argued for ethical guidelines as a countermeasure which could help to get improved legal provisions.

Rigid Rules Should Be Avoided

Another theme to emerge during the surveillance discussions was that the universality of ethical principles and the principles of human rights must always be upheld and should not be compromised.

Dr. Osuntokun from Nigeria was insistent on this point. In summarizing the session, the chairman noted that although prima facie principles can apply universally, individual interpretations will lead to different answers. He argued against rigid rules.

The session on data ownership and conflicts of interest included a presentation by David Lilienfeld who cited a court case where guarantees of confidentiality could not be sustained. He urged epidemiologists not to “overpromise on confidentiality.”

The session was dominated by the presentations and discussion of the fenoterol controversy. A measure of how important this controversy is viewed by epidemiologists struggling to better understand ethical issues was the analogy drawn by Paul Stolley, chairman of the session, in his summary remarks. Dr. Stolley recalled the saying about medical training that--if you know syphilis, you know medicine. Likewise, he said, “if you know fenoterol, you know ethics.”

During the fenoterol discussion the key issue debated was the conflict between the desire of the epidemiologist to seek the “truth” about the relationship between a disease and a risk factor and the desire to recommend taking preventive action when the evidence is “sufficient” to justify taking action. Very often the desire for more data delays action. The group discussed when is enough really enough.

On Inference

A third session on moral obligations of epidemiologists included a presentation by John Bailar on scientific honesty. He argued that drawing inferences is the crucial activity in the scientific method and that whatever interferes with inference is what should be considered unethical. For example, he cited failure to tell about soft spots in data as one way of misleading without actually lying. He called the protection of inference the first priority in any discussion of ethics.

During the discussion period on moral obligations, there was a call for more epidemiologic work to be done on poor populations, and questions were raised about how the profession is serving the principles of justice and equity.

The final session on the third day included presentations on ethics guidelines including an overview of the work already accomplished in this area by other professional societies and an overview of the case for and against guidelines. Colin Soskolne argued for epidemiologists to define their core values before going on to try to elucidate guidelines. He asked such questions as: What do epidemiologists aspire towards? What does the profession stand for? What does the profession intend to promote?

Guidelines Are Signposts

One point frequently mentioned by several participants during the three-day workshop was the need not to view the ethical guidelines as a substitute for discussion of the dilemmas encountered in the practice of epidemiology. Many persons repeated the view that the process of considering ethical issues was perhaps more important than any particular product or outcome that will emerge at any given point in time. In this context, ethical guidelines are seen primarily as signposts on an unending journey exploring ethical issues. The challenge for epidemiologists is to find a mechanism which can effectively engage the profession in this ongoing process.

Published July 1990  v

 

 
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